About SIPF
CHRONICLE IN 2017
January 2017
January 3, Shengang Securities was included into the Monitoring System.
January 6, SIPF attended the 1st extraordinary shareholders’ meeting of CR Double-Crane in 2017.
January 13, SIPF 4th Investment Decision Committee convened its 1st session in 2017.
January 16, SIPF Chairman Meeting convened its 1st session in 2017 (100th in total).
February 2017
February 6, SIPF published the list of winners from the 2016 Investor Survey.
February 13, SIPF prepared the Risk Monitoring Indicators for Securities Companies (V2.0) and the Analysis Report on the Risks Monitoring of Securities Companies (from October to December in 2016).
SIPF Chairman Meeting convened its 2nd session in 2017 (101th in total).
February 15, SIPF prepared the Special Monitoring Report on Clients’ Funds in the Securities Market –A Brief Empirical Analysis of Clients’ Securities Transaction Funds and SHSZ300 Volatility.
February 17, SIPF 4th Investment Decision Committee convened its 2nd session in 2017.
February 27, SIPF formally launched the pilot of direct transfer of complaints via the Hotline to market operation entities.
February 28, SIPF Chairman Meeting convened its 3rd session in 2017 (102th in total).
March 2017
March 13, SIPF 4th Investment Decision Committee convened its 3rd session in 2017.
March 15, SIPF Chairman Meeting convened its 4th session in 2017 (103th in total).
March 21, SIPF Board of Directors convened its 1st session in 2017 (34th in total).
March 24, SIPF formally published its Performance in 2016 and Main Tasks in 2017.
March 27, SIPF attended the 2016 annual shareholders’ meeting of Harbin Pharmaceutical.
March 30, SIPF attended the 2016 annual shareholders’ meeting of Bai Hua Cun.
March 31, SIPF Chairman Meeting convened its 5th session in 2017 (104th in total).
April 2017
April 6, SIPF prepared the Analysis of and Reflection on the US Securities Whistleblower System, submitted it to CSRC Assistant Chairman Huang Wei and received comments from CSRC leaders.
April 11, SIPF Board of Directors convened its 2nd session in 2017 (35th in total).
SIPF 4th Investment Decision Committee convened its 4th session in 2017.
April 14, SIPF started to provide risk briefing to 10 areas and 36 companies.
SIPF Chairman Meeting convened its 6th session in 2017 (105th in total).
SIPF attended the 1st extraordinary shareholders’ meeting of Nanfang Textile in 2017.
April 17-28, SIPF investigated phone-call availability of listed companies, securities companies, fund management companies and futures companies in the 12386 Hotline workplaces.
April 17-June 16, SIPF investigated for the fourth consecutive year the “Website Construction and Online Information Disclosure of the Companies Listed in A-share Market”.
April 20, SIPF attended the 2016 annual shareholders’ meeting of Liaoning Chengda.
April 26, SIPF attended the 2016 annual shareholders’ meeting of SDIC Essence.
April 28, SIPF organized the 2017 activities for the National Security Education Day.
May 2017
May 2, SIPF Chairman Meeting convened its 7th session in 2017 (106th in total).
May 10, SIPF organized and convened the “Symposium of Regulatory Authorities of Client Transaction Terminal Information”.
May 15, SIPF Chairman Meeting convened its 8th session in 2017 (107th in total).
May 16, SIPF issued A Collection of 2016 Monthly Monitoring Reports on Clients’ Funds in the Securities Market- Fund Security and A Selection of 2016 Cases of the Transaction Settlement Fund Monitoring System.
SIPF 4th Investment Decision Committee convened its 5th session in 2017
May 17, SIPF attended the 2016 annual shareholders’ meeting of Guangdong Electric Power Development Co., Ltd. (A-share).
May 23, SIPF organized the training course on alert cases of the Transaction Settlement Fund Monitoring System (1st session in 2017).
Organized the “Symposium on Data Quality of the Monitoring System”.
May 26, SIPF attended the 2016 annual shareholders’ meeting of CR Double-Crane.
June 2017
June 1, SIPF Strategic Development Committee convened its 1st session (enlarged) in 2017.
SIPF Chairman Meeting convened its 9th session in 2017 (108th in total).
SIPF attended the 1st extraordinary shareholders’ meeting of SDIC Essence in 2017.
June 2, SIPF Board of Directors convened its 3rd session in 2017 (36th in total).
June 9, SIPF set up a working group for advance compensation fund in respect of Xintai Electric’s fraudulent issuance.
June 12-July 29, SIPF organized three rounds of training on the spirits of “the 6th Plenary Session of the 18thCPC National Congress” for its Party members.
June 13, SIPF 4th Investment Decision Committee convened its 6th session in 2017.
June 15, SIPF organized the training course on alert cases of the Transaction Settlement Fund Monitoring System (2ndsession in 2017).
June 16, SIPF Chairman Meeting convened its 10th session in 2017 (109th in total).
June 26, Huajing Securities was included into the Monitoring System.
June 27, SIPF attended the Symposium on Several Issues Concerning Civil Compensation for Cases of Securities Misrepresentation.
Attended the 2016 annual shareholders’ meeting of Nanfang Textile.
July 2017
July 3, SIPF and CSRC Beijing Office signed the MOU on Jointly Promoting Market Monitoring and Investor Protection in Beijing.
Extended the pilot of direct transfer of complaints via the Hotline to market operation entities.
July 5-19, SIPF surveyed “securities investor satisfaction in 2016”.
July 10, SIPF Chairman Meeting convened its 11th session in 2017 (110th in total).
July 11-12, SIPF set up the “special working group for specifications on client transaction terminal information technology”, which convened its 1st session.
July 13, SIPF 4th Investment Decision Committee convened its 7th session in 2017.
July 18, SIPF attended the 1st shareholders’ meeting of Huazheng Puhui in 2017.
August 2017
August 1, SIPF published the Report on the Operation of Securities Market Investor Confidence Index for H1 2017.
SIPF Chairman Meeting convened its 12th session in 2017 (111th in total).
August 3, SIPF ad hoc group of statistics convened the 1st“Symposium on the Monitoring of Risks of Securities Companies” in 2017.
August 3-4, SIPF organized the first training course on investor survey and business office manager survey in 2017.
August 8, SIPF Board of Directors convened its 4th session in 2017 (37th in total).
August 10, SIPF attended the symposium on MOU on Investor Compensation & Relief under the Mechanism of Interconnected Transactions at Mainland and Hong Kong Stock Market.
August 14, SIPF Chairman Meeting convened its 13th session in 2017 (112th in total).
August 29, SIPF convened a special meeting to discuss overall requirements raised by CPC Central Committee and CSRC Party Committee and produced and submitted the SIPF Work Briefing (48th) to CSRC.
August 30, SIPF for the first time surveyed the confidence of fund managers across the country, and thereafter, conducted such a survey and prepared the Fund Manager Confidence Index on a monthly basis.
August 30-31, SIPF hosted the 2017 International Securities Investor Protection Conference in Beijing to discuss prospective issues in the course of global economic development, share China’s experience and further improve China’s appeal, influence and right of speech in the field of international investor protection.
August 31, SIPF and CSRC Anhui Office signed the MOU on Jointly Promoting Market Monitoring and Investor Protection in Anhui.
September 2017
September 1, Guangzhou Intermediate People’s Court ruled the conclusion of bankruptcy proceedings for Guangdong Securities.
SIPF Chairman Meeting convened its 14th session in 2017 (113th in total).
September 8, SIPF special working group for specifications on client transaction terminal information technology convened its 2nd session (enlarged).
September 11, the project of industrial criteria for the Securities Market Transaction Fund Monitoring Data Interface was approved.
September 13, CCTV Finance Channel (CCTV 2) reported the Investor Confidence Index for August.
SIPF 4th Investment Decision Committee convened its 8th session in 2017.
September 18, SIPF Chairman Meeting convened its 15th session in 2017 (114th in total).
October 2017
October 12,SIPF and Beijing No.1 Intermediate People’s Court signed the MOU on Strengthening Litigation and Mediation Cooperation for Securities and Futures Disputes.
October 16, SIPF published the Provisions for the Management of Genuine Software (for trial implementation) and established the leading group for the use of genuine software.
SIPF Chairman Meeting convened its 16th session in 2017 (115th in total).
October 20, SIPF published the SIPF Measures for the Management of External Legal Counsels (for trial implementation).
October 25, SIPF successfully concluded the network and information security task for the 19th CPC National Congress.
October 27, SIPF submitted to CSRC Enforcement Bureau the Specifications on Client Transaction Terminal Information Technology (draft for comment).
October 31, National Copyright Administration awarded the title “National Copyright Demonstration Unit” (Software Legalization) to SIPF.
SIPF and CSRC Fujian Office signed the MOU on Jointly Promoting Market Monitoring and Investor Protection in Fujian.
November 2017
November 1, SIPF Chairman Meeting convened its 17th session in 2017 (116th in total).
November 8, SIPF concluded the special fund payment by publishing the Announcement of Terminating the Advance Compensation Fund for Xintai Electric’s Fraudulent Issuance through media such as the website of the special fund, SIPF MicroBlog and WeChat.
November 20, SIPF obtained the software copyright for the investor compensation fund website system and back office support and management systems.
November 22, SIPF convened the 1st session of the 7th Expert Committee on China Securities Investor Protection Work.
November 28, SIPF Chairman Meeting convened its 18th session in 2017 (117th in total).
December 2017
December 4, SIPF attended the 2nd extraordinary shareholders’ meeting of SDIC Essence in 2017.
December 6-13, SIPF conducted a random online survey of investor protection provided by securities companies and public placement funds, collecting a total of 16,000 replies online.
December 8, SIPF and Shenzhen Securities and Futures Dispute Resolution Centre signed the MOU on Jointly Promoting Securities and Futures Market Dispute Resolution.
December 13, SIPF ad hoc group of statistics convened the 2nd Symposium on the Monitoring of Risks of Securities Companies in 2017.
SIPF 4th Investment Decision Committee convened its 9thsession in 2017.
December 13-14, SIPF organized the second training course on investor survey and business office manager survey in 2017.
December 14, CSRC Youth Delegation visited SIPF to exchange and discuss the spirits of the 19th CPC National Congress.
SIPF worked with CSRC Department of Fund and Intermediary Supervision to convene a meeting to report and review fund custody in 2017.
December 15, SIPF Chairman Meeting convened its 19th session in 2017 (118th in total).
December 19, SIPF attended the general meeting of the National Debt Association of China.
December 20, SIPF obtained the software copyright for the investor compensation data calculation system.
December 25, SIPF held the 2017 media symposium.
SIPF published the Contingency Plan for the Securities Market Transaction Settlement Fund Monitoring System (V1.1).
December 29, SIPF obtained invention patent and utility model patent for the investor compensation fund management system.
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