About SIPF
CHRONICLE IN 2015
January 2015:
On January 7, a lecture on the 2014 international symposium of the European Forum of Deposit Insurers was held.
On January 9, the 18th Board of Directors meeting (the first session for 2015) was held.
On January 14, a work conference on data sharing was held jointly with CSDC.
On January 21, the Memorandum of Cooperation on Safe Custody and Monitoring of Stock Option Margins at Shanghai Stock Exchange was signed with SSE, CSDC, CFMMC, and CMSMC.
On January 22, the off-site data-level backup system of the transactions settlement fund monitoring system for the securities market was completed.
February 2015:
On February 3, the switch of investor confidence index was successfully completed. The optimized investor confidence index will be released on a monthly basis through four major securities newspapers, SIPF's official website, Microblog and WeChat, with a total of 12 issues to be released in the year.
On February 5, the first meeting for 2015 of the third investment committee was held.
On February 9, the simultaneous monitoring for go-live funds of stock options business was completed.
The fund inquiry platform for investors of stock options business went live.
On February 12, the Client Fund Safety Monitoring Report (the bound volume for 2014) was printed.
On February 13, the Jinan Intermediate People's Court issued a ruling to close the bankruptcy proceedings of Tiantong Securities.
CCTV-13 broadcasted the investor confidence index for January.
March 2015:
On March 2, the Key Points for Improving the Party's Work Style and Building Clean Government for 2015 was issued.
On March 13, the second meeting for 2015 of the third investment committee was held.
On March 25, the first meeting for 2015 of the strategic development committee was held.
On March 27, the 19th Board of Directors meeting (the second session for 2015) was held.
On March 31, the Interface Specifications for Registration and Clearing Companies on Transactions Settlement Fund Monitoring System for Securities Market (V3.1) was issued to CSDC.
April 2015:
On April 2, the meeting on fund safety and depository announcement and situation analysis (the first session in 2015) was held together with the Department of Fund and Intermediary Supervision of the CSRC.
On April 8 and 10, the symposium on compensation standards for losses of investors in administrative reconciliation cases was held in Shenzhen and Shanghai, respectively.
On April 9, CCTV-13 broadcasted the investor confidence index for March.
On April 21, the IT system for the management of compensation funds for investors involved in false statement cases of listed companies was delivered to SIPF by Ping An Securities Co., Ltd. that developed and built the system.
On April 22, the statistical analysis and research center was set up upon approval by the 10th Party Committee meeting for 2015.
On April 23, the study entitled The Reevaluation of Client Transaction Settlement Fund Safety and Adjustment of Fund Monitory System in New Situations, was completed.
The 20th Board of Directors meeting (the third session for 2015) was held.
On April 29, the work conference for improving third-party custody mechanism and on monitoring efforts made by depository banks was held together with the Department of Fund and Intermediary Supervision of the CSRC.
The study on Xi Jinping's speech at the National Model Workers and Advanced Workers Award Ceremony was organized.
May 2015:
On May 8, SIPF and the Enforcement Bureau of CSRC held the work meeting on SIPF's support for inspection and enforcement and signed the Memorandum on Inquiry Services of Data and Information from Monitoring System, allowing the full coverage and normalization of the collaboration mechanism for inspection.
On May 11, CCTV-13 broadcasted the investor confidence index for April.
On May 13, the Plan on the Activity for Refining SIPF's Core Values and Corporate Culture was issued, and the activity was launched.
On May 15, the launch ceremony of equality-based investor protection campaign was held at the workplace of the CSRC's 12386 hotline, and Xiao Gang, Chairman of the CSRC, went to the workplace to answer calls from investors in person.
The establishment of 12 Party groups was completed.
On May 19, arrangements were made for supporting the special enforcement campaign by the CSRC in terms of inspection inquiry, and emergency plans were developed.
On May 17-21, SIPF attended the 2015 Annual Conference of International Forum for Investor Education.
On May 25, the Arrangements for "Three Stricts and Three Earnests" Education was issued, and the "Three Stricts and Three Earnests" education campaign was launched at SIPF.
On May 29, the third meeting for 2015 of the third investment committee was held.
On May 31, the verification for settlement and payment of investor protection funds for 2014 was completed.
June 2015:
On June 1, regulators from the CSRC were invited to the hotline workplace to answer incoming calls from investors. The first group of 33 regulators completed the work of answering calls on December 31.
On June 5, the fourth meeting for 2015 of the third investment committee was held.
On June 9, CCTV-13 broadcasted the investor confidence index for May.
The Implementation Measures of China Securities Investor Protection Fund Corporation Limited on Internal Audit was issued.
On June 10, the Measures of China Securities Investor Protection Fund Corporation Limited on Financial Management and Accounting of Administrative Reconciliation Fund was issued.
On June 10-19, SIPF attended the seminar of EU-China Trade Project (EUCTP) on law enforcement experience under the EU's Regulation on Insider Dealing and Market Manipulation and Directives on Insider Dealing and Market Manipulation.
On June 11, the Implementation Rules on the Management of Administrative Conciliation Fund was published and reported to the CSRC and the Ministry of Finance.
On June 15, Party Committee Secretary delivered a lecture on "Three Stricts and Three Earnests".
On June 17, the 2015 Sales Manager Confidence Index Symposium was held.
On June 17-21, SIPF attended the 2015 International Securities Investor Protection Conference.
On June 26, the daily and weekly reporting mechanisms on client fund changes were established by responding to abnormal fluctuation of stock market actively and analyzing changes in client transaction settlement funds in the securities market.
July 2015:
On July 1, the first session of survey business training for 2015 was held.
On July 14, SIPF set up the leadership team for IT and information security.
On July 17, the assessment of business plans on third-party custody qualification of three commercial banks, Postal Savings Bank of China, Bank of Jiangsu and Bank of Ningbo, was completed by experts from the industry.
On July 23, the promotion meeting on the activity for refining SIPF's core values and corporate culture was held.
The Interface Specifications for Securities Firms on Transactions Settlement Fund Monitoring System for Securities Market (V1.7) and the Interface Specifications for Commercial Banks on Transactions Settlement Fund Monitoring System for Securities Market (V1.4.2) were issued.
On July 24, the 21st Board of Directors meeting (the fourth session for 2015) was held.
August 2015:
On August 5, SIPF's personnel visited Museum of the War of Chinese People's Resistance Against Japanese Aggression.
The Interface Specifications for Registration and Clearing Companies on Transactions Settlement Fund Monitoring System for Securities Market (V3.2) was issued to CSDC.
On August 7, the symposium on risk monitoring of securities firms was held jointly with the Department of Fund and Intermediary Supervision of the CSRC.
On August 12, the four major newspapers published the Survey Report on Website Building and Online Information Disclosure of A-share Listed Companies for 2015.
On August 16-21, SIPF sent its officers to participate in the special inspection of IT systems of securities firms organized by the Department of Fund and Intermediary Supervision.
On August 28, SIPF commissioned the National (Liberation Army's) Research Center for Information Technology Security to conduct one-week overall security checks on all of its IT systems.
September 2015:
On September 1-5, SIPF attended the 2015 international symposium of the European Forum of Deposit Insurers.
On September 7, Party Committee Secretary held a group interview with division directors for implementing the "two responsibilities" and improving the Party's work style and building clean government.
On September 11, securities margin trading business in the monitoring system went live.
On September 18, the four major securities newspapers reported the 2015 survey conducted by SIPF on availability of market players by phone.
On September 21, the declaration and payment of investor protection funds by securities firms for 2015 began.
On September 24, the Interface Specifications for Securities Firms on Transactions Settlement Fund Monitoring System for Securities Market (V1.7.1) was issued.
On September 21-24, the 2015 on-boarding training for new staff was held.
On September 25, the 22nd Board of Directors meeting (the fifth session for 2015) was held.
The Circular on Being Highly Disciplined and Having an Uncorrupted Holiday was issued.
October 2015:
On October 13, CCTV-2 broadcasted the investor confidence index for September and changes of its sub-indices.
On October 23, the 2015 Sino-Russian Bilateral Symposium on Investor Protection & MOU Signing Ceremony on Cooperation between Sino-Russian Securities Investor Protection Institutions was successfully held.
On October 20, the Implementation Rules of China Securities Investor Protection Fund Corporation Limited on IT File Management and the Work Rules on IT Projects to Beijing Huazheng Puhui Information Limited Commissioned by China Securities Investor Protection Fund Corporation Limited were issued and put in force.
On October 28, the basic approach to collection and analysis of securities market information by SIPF was developed with information collection and analysis launched in the middle of November.
On October 26-30, SIPF attended the 2015 subcommittee meeting of the International Organization of Securities Commissions.
November 2015:
On November 4, the 23rd Board of Directors meeting (the sixth session for 2015) was held.
The training on handling of official documents was held.
On November 6, CCTV-13 released the investor confidence index for October.
On November 10, relevant data on balance of guarantee fund of securities margin trading, and bank transfer of credit funds were added to the released “Statement on Balance and Change of Securities and Stock Option Investor Fund”.
On November 12, SIPF held the second (enlarged) meeting of the strategic committee for 2015.
On November 19, the re-election of members of SIPF's discipline inspection committee was held.
SIPF dispatched a discipline inspection commissioner to the information company.
On November 20, the 2015 Symposium on Transactions Settlement Fund Monitoring System was held.
On November 24, the training on comparison of overseas securities investor protection fund systems was held.
On November 25, the information security training was held.
On November 27, the selection results of "Investors’ Most Respected Public Companies of 2015" organized jointly with the China Association for Public Companies were unveiled, and the award ceremony was held in Beijing. Four individual investors and one institutional investor in our fixed sample bank won the "Market Construction Award".
December 2015:
On December 4, the 2015 media symposium was held.
The print of the Case of Hirisun Special Compensation Fund for Investors was completed.
On December 8, secretaries, organization committee members, discipline inspection committee members and publicity committee members of party branches were changed.
On December 9, the second session of training on investor surveys for 2015 was held.
On December 11, the meeting on fund safety and depository and situation analysis (the second session in 2015) was held together with the Department of Fund and Intermediary Supervision of the CSRC.
The second symposium on risk monitoring of securities firms for 2015 was held jointly with the Department of Fund and Intermediary Supervision of the CSRC, with risk monitoring of securities firms officially beginning on December 18.
On December 15-19, SIPF attended the 2015 Bilateral Symposium on Sino-US Securities Investor Protection Institutions.
On December 19, the set-up of sample bank of managers from business branches of securities firms throughout the country was completed.
On December 22, the White Paper on Investor Protection in China's Capital Market – Evaluation Report on Investor Protection of A-share Listed Companies for 2014 was released, which was covered by CCTV-2, the four major securities newspapers, as well as major websites such as People.cn and Xinhuanet.
On December 23, the 24th Board of Directors meeting (the seventh session for 2015) was held.
On December 25, Li Bing, Deputy Director and Senior Engineer at National (Liberation Army's) Research Center for Information Technology Security, was invited to deliver the training on information security for all staff members of SIPF.
On December 28, the city-wide data-level backup system of transactions settlement fund monitoring system for the securities market, which is SIPF's first system based on modern IT architectures such as big data and cloud computing, was completed.
On December 29, the Rules of Procedure of the Discipline Inspection Committee of China Securities Investor Protection Fund Corporation Limited was revised.
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